Compliance

Oversight of the compliance framework and regulatory
reporting, advice on corporate governance and compliance.

Conducting officer for the compliance function or RC function (Responsable du Contrôle) for funds, IFM or PSF.

AML, KYC and CTF process review or updates under new regulations (i.e. real estate agent and promotor).

AML/KYC policies to review or redesign, compliance assessment, ML/FT risk-based approach.

AML/KYC/CTF framework for PE/RE funds on both investors and assets sides.

 Assistance to remediation and recertification AML/KYC/CTF plan.

AIFM oversight due diligence on fund administration and TA.

Assistance and coordination for PSF and IFM (manco) application file computation and contacts with Regulator.

Compliance proactive enhancement, monitoring and testing programs.

Membership or assistance to the Compliance or Audit Committee:
Diagnostic, gap analysis, remediation plan.

Interim management to ensure the continuity of the function temporally.

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